PROSPECT CAPITAL CORPORATION

Ticker: PSEC CUSIP: 74348T102 Class: COM

Waverly Advisors, LLC's Holding History (CIK: 0001568787)

Note: Option positions (PUT/CALL) are excluded.

Q3 2015

Shares 5 Value ($000) $0 Avg Close $2.09 Range $1.49 - $2.29

Q2 2015

Shares 5 Value ($000) $0 Avg Close $2.18 Range $1.97 - $2.33

Q1 2015

Shares 5 Value ($000) $0 Avg Close $2.25 Range $2.15 - $2.34

Q2 2014

Shares 1,150 Value ($000) $12 Avg Close $2.48 Range $2.18 - $2.60

Q1 2014

Shares 1,813 Value ($000) $20 Avg Close $2.55 Range $2.47 - $2.63

Q3 2013

Shares 4,475 Value ($000) $50 Avg Close $2.42 Range $2.27 - $2.55

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2015	5	$0	$2.09	$1.49 - $2.29
Q2 2015	5	$0	$2.18	$1.97 - $2.33
Q1 2015	5	$0	$2.25	$2.15 - $2.34
Q2 2014	1,150	$12	$2.48	$2.18 - $2.60
Q1 2014	1,813	$20	$2.55	$2.47 - $2.63
Q3 2013	4,475	$50	$2.42	$2.27 - $2.55