PROSPECT CAPITAL CORPORATION

Ticker: PSEC CUSIP: 74348T102 Class: COM

CTC Alternative Strategies, Ltd.'s Holding History (CIK: 0001569550)

Note: Option positions (PUT/CALL) are excluded.

Q2 2014
Shares 11,600 Value ($000) $123,250 Avg Close $2.48 Range $2.18 - $2.60
Q1 2014
Shares 11,600 Value ($000) $125,280 Avg Close $2.55 Range $2.47 - $2.63