PROSPECT CAPITAL CORPORATION

Ticker: PSEC CUSIP: 74348T102 Class: COM

Alpha Cubed Investments, LLC's Holding History (CIK: 0001580830)

Note: Option positions (PUT/CALL) are excluded.

Q4 2017

Shares 22,766 Value ($000) $153 Avg Close $2.43 Range $2.05 - $2.77

Q3 2014

Shares 176,550 Value ($000) $1,748 Avg Close $2.59 Range $2.48 - $2.69

Q2 2014

Shares 180,761 Value ($000) $1,921 Avg Close $2.48 Range $2.18 - $2.60

Q1 2014

Shares 36,904 Value ($000) $398 Avg Close $2.55 Range $2.47 - $2.63

Q4 2013

Shares 37,547 Value ($000) $422 Avg Close $2.52 Range $2.40 - $2.59

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2017	22,766	$153	$2.43	$2.05 - $2.77
Q3 2014	176,550	$1,748	$2.59	$2.48 - $2.69
Q2 2014	180,761	$1,921	$2.48	$2.18 - $2.60
Q1 2014	36,904	$398	$2.55	$2.47 - $2.63
Q4 2013	37,547	$422	$2.52	$2.40 - $2.59