PROSPECT CAPITAL CORPORATION

Ticker: PSEC CUSIP: 74348T102 Class: COM

NAPLES GLOBAL ADVISORS, LLC's Holding History (CIK: 0001582151)

Note: Option positions (PUT/CALL) are excluded.

Q1 2014
Shares 65,050 Value ($000) $703 Avg Close $2.55 Range $2.47 - $2.63
Q4 2013
Shares 83,665 Value ($000) $939 Avg Close $2.52 Range $2.40 - $2.59