PROSPECT CAPITAL CORPORATION

Ticker: PSEC CUSIP: 74348T102 Class: COM

Swiss National Bank's Holding History (CIK: 0001582202)

Note: Option positions (PUT/CALL) are excluded.

Q1 2014
Shares 285,600 Value ($000) $3,084 Avg Close $2.55 Range $2.47 - $2.63
Q4 2013
Shares 233,300 Value ($000) $2,618 Avg Close $2.52 Range $2.40 - $2.59
Q3 2013
Shares 209,400 Value ($000) $2,341 Avg Close $2.42 Range $2.27 - $2.55
Q2 2013
Shares 217,600 Value ($000) $2,350 Avg Close $2.26 Range $2.14 - $2.34