PROSPECT CAPITAL CORPORATION

Ticker: PSEC CUSIP: 74348T102 Class: COM

Archford Capital Strategies, LLC's Holding History (CIK: 0001606609)

Note: Option positions (PUT/CALL) are excluded.

Q4 2020

Shares 64,926 Value ($000) $365 Avg Close $2.78 Range $2.59 - $3.03

Q3 2020

Shares 65,008 Value ($000) $327 Avg Close $2.56 Range $2.35 - $2.69

Q2 2020

Shares 66,108 Value ($000) $338 Avg Close $2.31 Range $1.79 - $2.88

Q1 2020

Shares 66,108 Value ($000) $281 Avg Close $2.80 Range $1.92 - $3.13

Q4 2019

Shares 67,208 Value ($000) $433 Avg Close $3.01 Range $2.91 - $3.14

Q3 2019

Shares 69,281 Value ($000) $457 Avg Close $2.96 Range $2.79 - $3.06

Q2 2019

Shares 69,581 Value ($000) $454 Avg Close $2.89 Range $2.74 - $3.00

Q1 2019

Shares 59,581 Value ($000) $388 Avg Close $2.83 Range $2.63 - $2.97

Q4 2018

Shares 61,081 Value ($000) $385 Avg Close $2.79 Range $2.38 - $3.03

Q3 2018

Shares 61,181 Value ($000) $448 Avg Close $2.85 Range $2.66 - $3.09

Q2 2018

Shares 61,381 Value ($000) $412 Avg Close $2.61 Range $2.47 - $2.75

Q1 2018

Shares 61,761 Value ($000) $420 Avg Close $2.55 Range $2.27 - $2.67

Q4 2017

Shares 57,981 Value ($000) $391 Avg Close $2.43 Range $2.05 - $2.77

Q3 2017

Shares 68,399 Value ($000) $460 Avg Close $2.71 Range $2.39 - $2.99

Q2 2017

Shares 58,830 Value ($000) $478 Avg Close $3.01 Range $2.79 - $3.29

Q1 2017

Shares 8,288 Value ($000) $75 Avg Close $3.06 Range $2.80 - $3.27

Q4 2016

Shares 69,218 Value ($000) $577 Avg Close $2.66 Range $2.34 - $2.87

Q3 2016

Shares 71,468 Value ($000) $578 Avg Close $2.66 Range $2.47 - $2.82

Q2 2016

Shares 74,343 Value ($000) $581 Avg Close $2.35 Range $2.17 - $2.50

Q1 2016

Shares 66,735 Value ($000) $485,163 Avg Close $2.00 Range $1.57 - $2.30

Q4 2015

Shares 74,343 Value ($000) $613 Avg Close $2.11 Range $1.80 - $2.22

Q3 2015

Shares 1,000 Value ($000) $7 Avg Close $2.09 Range $1.49 - $2.29

Q2 2015

Shares 1,000 Value ($000) $7 Avg Close $2.18 Range $1.97 - $2.33

Q1 2015

Shares 1,000 Value ($000) $8,450 Avg Close $2.25 Range $2.15 - $2.34

Q4 2014

Shares 1,000 Value ($000) $8 Avg Close $2.34 Range $2.06 - $2.50

Q3 2014

Shares 1,000 Value ($000) $10 Avg Close $2.59 Range $2.48 - $2.69

Q2 2014

Shares 1,000 Value ($000) $10,625 Avg Close $2.48 Range $2.18 - $2.60

Q1 2014

Shares 1,000 Value ($000) $10,800 Avg Close $2.55 Range $2.47 - $2.63

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2020	64,926	$365	$2.78	$2.59 - $3.03
Q3 2020	65,008	$327	$2.56	$2.35 - $2.69
Q2 2020	66,108	$338	$2.31	$1.79 - $2.88
Q1 2020	66,108	$281	$2.80	$1.92 - $3.13
Q4 2019	67,208	$433	$3.01	$2.91 - $3.14
Q3 2019	69,281	$457	$2.96	$2.79 - $3.06
Q2 2019	69,581	$454	$2.89	$2.74 - $3.00
Q1 2019	59,581	$388	$2.83	$2.63 - $2.97
Q4 2018	61,081	$385	$2.79	$2.38 - $3.03
Q3 2018	61,181	$448	$2.85	$2.66 - $3.09
Q2 2018	61,381	$412	$2.61	$2.47 - $2.75
Q1 2018	61,761	$420	$2.55	$2.27 - $2.67
Q4 2017	57,981	$391	$2.43	$2.05 - $2.77
Q3 2017	68,399	$460	$2.71	$2.39 - $2.99
Q2 2017	58,830	$478	$3.01	$2.79 - $3.29
Q1 2017	8,288	$75	$3.06	$2.80 - $3.27
Q4 2016	69,218	$577	$2.66	$2.34 - $2.87
Q3 2016	71,468	$578	$2.66	$2.47 - $2.82
Q2 2016	74,343	$581	$2.35	$2.17 - $2.50
Q1 2016	66,735	$485,163	$2.00	$1.57 - $2.30
Q4 2015	74,343	$613	$2.11	$1.80 - $2.22
Q3 2015	1,000	$7	$2.09	$1.49 - $2.29
Q2 2015	1,000	$7	$2.18	$1.97 - $2.33
Q1 2015	1,000	$8,450	$2.25	$2.15 - $2.34
Q4 2014	1,000	$8	$2.34	$2.06 - $2.50
Q3 2014	1,000	$10	$2.59	$2.48 - $2.69
Q2 2014	1,000	$10,625	$2.48	$2.18 - $2.60
Q1 2014	1,000	$10,800	$2.55	$2.47 - $2.63