PROSPECT CAPITAL CORPORATION

Ticker: PSEC CUSIP: 74348T102 Class: COM

Moors & Cabot, Inc.'s Holding History (CIK: 0001607239)

Note: Option positions (PUT/CALL) are excluded.

Q2 2018

Shares 10,237 Value ($000) $69 Avg Close $2.61 Range $2.47 - $2.75

Q1 2018

Shares 10,210 Value ($000) $67 Avg Close $2.55 Range $2.27 - $2.67

Q4 2017

Shares 10,185 Value ($000) $69 Avg Close $2.43 Range $2.05 - $2.77

Q3 2017

Shares 11,051 Value ($000) $74 Avg Close $2.71 Range $2.39 - $2.99

Q2 2017

Shares 10,930 Value ($000) $88 Avg Close $3.01 Range $2.79 - $3.29

Q2 2014

Shares 12,075 Value ($000) $127 Avg Close $2.48 Range $2.18 - $2.60

Period	Shares	Value ($000)	Average Close	Price Range
Q2 2018	10,237	$69	$2.61	$2.47 - $2.75
Q1 2018	10,210	$67	$2.55	$2.27 - $2.67
Q4 2017	10,185	$69	$2.43	$2.05 - $2.77
Q3 2017	11,051	$74	$2.71	$2.39 - $2.99
Q2 2017	10,930	$88	$3.01	$2.79 - $3.29
Q2 2014	12,075	$127	$2.48	$2.18 - $2.60