PROSPECT CAPITAL CORPORATION

Ticker: PSEC CUSIP: 74348T102 Class: COM

UBS Group AG's Holding History (CIK: 0001610520)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025

Shares 4,989,986 Value ($000) $12,924 Avg Close $2.54 Range $2.37 - $2.77

Q3 2025

Shares 3,453,178 Value ($000) $9,496 Avg Close $2.71 Range $2.36 - $3.13

Q2 2025

Shares 3,607,351 Value ($000) $11,471 Avg Close $3.02 Range $2.73 - $3.52

Q1 2025

Shares 2,569,368 Value ($000) $10,534 Avg Close $3.62 Range $3.43 - $3.78

Q4 2024

Shares 1,274,088 Value ($000) $5,491 Avg Close $3.91 Range $3.37 - $4.36

Q3 2024

Shares 348,282 Value ($000) $1,863 Avg Close $4.18 Range $3.69 - $4.44

Q2 2024

Shares 449,521 Value ($000) $2,486 Avg Close $4.19 Range $3.92 - $4.37

Q1 2024

Shares 461,945 Value ($000) $2,550 Avg Close $4.26 Range $3.86 - $4.59

Q4 2023

Shares 403,395 Value ($000) $2,416 Avg Close $4.13 Range $3.60 - $4.56

Q3 2023

Shares 389,074 Value ($000) $2,354 Avg Close $4.34 Range $4.16 - $4.61

Q2 2023

Shares 370,486 Value ($000) $2,297 Avg Close $4.35 Range $4.00 - $4.68

Q1 2023

Shares 392,496 Value ($000) $2,732 Avg Close $4.79 Range $4.26 - $5.07

Q4 2022

Shares 397,994 Value ($000) $2,782 Avg Close $4.63 Range $3.90 - $5.07

Q3 2022

Shares 410,948 Value ($000) $2,548 Avg Close $4.69 Range $3.88 - $5.14

Q2 2022

Shares 773,400 Value ($000) $5,406 Avg Close $4.71 Range $4.11 - $5.24

Q1 2022

Shares 802,623 Value ($000) $6,645 Avg Close $4.99 Range $4.41 - $5.32

Q4 2021

Shares 826,730 Value ($000) $6,952 Avg Close $4.94 Range $4.51 - $5.31

Q3 2021

Shares 893,749 Value ($000) $6,882 Avg Close $4.63 Range $4.40 - $4.83

Q2 2021

Shares 904,115 Value ($000) $7,586 Avg Close $4.69 Range $4.24 - $5.23

Q1 2021

Shares 814,522 Value ($000) $6,248 Avg Close $3.77 Range $2.90 - $4.37

Q4 2020

Shares 762,716 Value ($000) $4,126 Avg Close $2.78 Range $2.59 - $3.03

Q3 2020

Shares 1,146,623 Value ($000) $5,768 Avg Close $2.56 Range $2.35 - $2.69

Q2 2020

Shares 1,299,571 Value ($000) $6,641 Avg Close $2.31 Range $1.79 - $2.88

Q1 2020

Shares 490,557 Value ($000) $2,085 Avg Close $2.80 Range $1.92 - $3.13

Q4 2019

Shares 2,173,961 Value ($000) $14,001 Avg Close $3.01 Range $2.91 - $3.14

Q3 2019

Shares 2,634,125 Value ($000) $17,359 Avg Close $2.96 Range $2.79 - $3.06

Q2 2019

Shares 3,375,809 Value ($000) $22,045 Avg Close $2.89 Range $2.74 - $3.00

Q1 2019

Shares 4,985,461 Value ($000) $32,506 Avg Close $2.83 Range $2.63 - $2.97

Q4 2018

Shares 5,888,791 Value ($000) $37,158 Avg Close $2.79 Range $2.38 - $3.03

Q3 2018

Shares 2,025,965 Value ($000) $14,851 Avg Close $2.85 Range $2.66 - $3.09

Q2 2018

Shares 1,992,895 Value ($000) $13,372 Avg Close $2.61 Range $2.47 - $2.75

Q1 2018

Shares 1,940,098 Value ($000) $12,708 Avg Close $2.55 Range $2.27 - $2.67

Q4 2017

Shares 1,321,048 Value ($000) $8,904 Avg Close $2.43 Range $2.05 - $2.77

Q3 2017

Shares 2,401,806 Value ($000) $16,140 Avg Close $2.71 Range $2.39 - $2.99

Q2 2017

Shares 1,364,319 Value ($000) $11,078 Avg Close $3.01 Range $2.79 - $3.29

Q1 2017

Shares 575,421 Value ($000) $5,201 Avg Close $3.06 Range $2.80 - $3.27

Q4 2016

Shares 1,237,437 Value ($000) $10,333 Avg Close $2.66 Range $2.34 - $2.87

Q3 2016

Shares 832,823 Value ($000) $6,746 Avg Close $2.66 Range $2.47 - $2.82

Q2 2016

Shares 1,095,877 Value ($000) $8,569 Avg Close $2.35 Range $2.17 - $2.50

Q1 2016

Shares 2,613,644 Value ($000) $19,001 Avg Close $2.00 Range $1.57 - $2.30

Q4 2015

Shares 2,354,260 Value ($000) $16,433 Avg Close $2.11 Range $1.80 - $2.22

Q3 2015

Shares 4,692,969 Value ($000) $33,461 Avg Close $2.09 Range $1.49 - $2.29

Q2 2015

Shares 6,873,139 Value ($000) $50,655 Avg Close $2.18 Range $1.97 - $2.33

Q1 2015

Shares 7,987,004 Value ($000) $67,490 Avg Close $2.25 Range $2.15 - $2.34

Q4 2014

Shares 6,692,804 Value ($000) $55,282 Avg Close $2.34 Range $2.06 - $2.50

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2025	4,989,986	$12,924	$2.54	$2.37 - $2.77
Q3 2025	3,453,178	$9,496	$2.71	$2.36 - $3.13
Q2 2025	3,607,351	$11,471	$3.02	$2.73 - $3.52
Q1 2025	2,569,368	$10,534	$3.62	$3.43 - $3.78
Q4 2024	1,274,088	$5,491	$3.91	$3.37 - $4.36
Q3 2024	348,282	$1,863	$4.18	$3.69 - $4.44
Q2 2024	449,521	$2,486	$4.19	$3.92 - $4.37
Q1 2024	461,945	$2,550	$4.26	$3.86 - $4.59
Q4 2023	403,395	$2,416	$4.13	$3.60 - $4.56
Q3 2023	389,074	$2,354	$4.34	$4.16 - $4.61
Q2 2023	370,486	$2,297	$4.35	$4.00 - $4.68
Q1 2023	392,496	$2,732	$4.79	$4.26 - $5.07
Q4 2022	397,994	$2,782	$4.63	$3.90 - $5.07
Q3 2022	410,948	$2,548	$4.69	$3.88 - $5.14
Q2 2022	773,400	$5,406	$4.71	$4.11 - $5.24
Q1 2022	802,623	$6,645	$4.99	$4.41 - $5.32
Q4 2021	826,730	$6,952	$4.94	$4.51 - $5.31
Q3 2021	893,749	$6,882	$4.63	$4.40 - $4.83
Q2 2021	904,115	$7,586	$4.69	$4.24 - $5.23
Q1 2021	814,522	$6,248	$3.77	$2.90 - $4.37
Q4 2020	762,716	$4,126	$2.78	$2.59 - $3.03
Q3 2020	1,146,623	$5,768	$2.56	$2.35 - $2.69
Q2 2020	1,299,571	$6,641	$2.31	$1.79 - $2.88
Q1 2020	490,557	$2,085	$2.80	$1.92 - $3.13
Q4 2019	2,173,961	$14,001	$3.01	$2.91 - $3.14
Q3 2019	2,634,125	$17,359	$2.96	$2.79 - $3.06
Q2 2019	3,375,809	$22,045	$2.89	$2.74 - $3.00
Q1 2019	4,985,461	$32,506	$2.83	$2.63 - $2.97
Q4 2018	5,888,791	$37,158	$2.79	$2.38 - $3.03
Q3 2018	2,025,965	$14,851	$2.85	$2.66 - $3.09
Q2 2018	1,992,895	$13,372	$2.61	$2.47 - $2.75
Q1 2018	1,940,098	$12,708	$2.55	$2.27 - $2.67
Q4 2017	1,321,048	$8,904	$2.43	$2.05 - $2.77
Q3 2017	2,401,806	$16,140	$2.71	$2.39 - $2.99
Q2 2017	1,364,319	$11,078	$3.01	$2.79 - $3.29
Q1 2017	575,421	$5,201	$3.06	$2.80 - $3.27
Q4 2016	1,237,437	$10,333	$2.66	$2.34 - $2.87
Q3 2016	832,823	$6,746	$2.66	$2.47 - $2.82
Q2 2016	1,095,877	$8,569	$2.35	$2.17 - $2.50
Q1 2016	2,613,644	$19,001	$2.00	$1.57 - $2.30
Q4 2015	2,354,260	$16,433	$2.11	$1.80 - $2.22
Q3 2015	4,692,969	$33,461	$2.09	$1.49 - $2.29
Q2 2015	6,873,139	$50,655	$2.18	$1.97 - $2.33
Q1 2015	7,987,004	$67,490	$2.25	$2.15 - $2.34
Q4 2014	6,692,804	$55,282	$2.34	$2.06 - $2.50