PROSPECT CAPITAL CORPORATION

Ticker: PSEC CUSIP: 74348T102 Class: COM

Tradewinds Capital Management, LLC's Holding History (CIK: 0001616026)

Note: Option positions (PUT/CALL) are excluded.

Q2 2017
Shares 1,014 Value ($000) $8 Avg Close $3.01 Range $2.79 - $3.29
Q1 2014
Shares 114 Value ($000) $1 Avg Close $2.55 Range $2.47 - $2.63
Q4 2013
Shares 114 Value ($000) $1 Avg Close $2.52 Range $2.40 - $2.59