PROSPECT CAPITAL CORPORATION

Ticker: PSEC CUSIP: 74348T102 Class: COM

HighPoint Advisor Group LLC's Holding History (CIK: 0001616034)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025

Shares 28,406 Value ($000) $74 Avg Close $2.54 Range $2.37 - $2.77

Q2 2017

Shares 3,613 Value ($000) $222 Avg Close $3.01 Range $2.79 - $3.29

Q1 2017

Shares 3,613 Value ($000) $222 Avg Close $3.06 Range $2.80 - $3.27

Q4 2016

Shares 26,360 Value ($000) $248 Avg Close $2.66 Range $2.34 - $2.87

Q3 2016

Shares 29,585 Value ($000) $205 Avg Close $2.66 Range $2.47 - $2.82

Q2 2016

Shares 25,463 Value ($000) $211 Avg Close $2.35 Range $2.17 - $2.50

Q1 2016

Shares 15,290 Value ($000) $116 Avg Close $2.00 Range $1.57 - $2.30

Q4 2015

Shares 14,268 Value ($000) $90 Avg Close $2.11 Range $1.80 - $2.22

Q3 2015

Shares 56,300 Value ($000) $401 Avg Close $2.09 Range $1.49 - $2.29

Q2 2015

Shares 66,160 Value ($000) $488 Avg Close $2.18 Range $1.97 - $2.33

Q1 2015

Shares 65,770 Value ($000) $553 Avg Close $2.25 Range $2.15 - $2.34

Q4 2014

Shares 65,145 Value ($000) $560 Avg Close $2.34 Range $2.06 - $2.50

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2025	28,406	$74	$2.54	$2.37 - $2.77
Q2 2017	3,613	$222	$3.01	$2.79 - $3.29
Q1 2017	3,613	$222	$3.06	$2.80 - $3.27
Q4 2016	26,360	$248	$2.66	$2.34 - $2.87
Q3 2016	29,585	$205	$2.66	$2.47 - $2.82
Q2 2016	25,463	$211	$2.35	$2.17 - $2.50
Q1 2016	15,290	$116	$2.00	$1.57 - $2.30
Q4 2015	14,268	$90	$2.11	$1.80 - $2.22
Q3 2015	56,300	$401	$2.09	$1.49 - $2.29
Q2 2015	66,160	$488	$2.18	$1.97 - $2.33
Q1 2015	65,770	$553	$2.25	$2.15 - $2.34
Q4 2014	65,145	$560	$2.34	$2.06 - $2.50