PROSPECT CAPITAL CORPORATION

Ticker: PSEC CUSIP: 74348T102 Class: COM

SVB WEALTH LLC's Holding History (CIK: 0001626116)

Note: Option positions (PUT/CALL) are excluded.

Q3 2018

Shares 18,000 Value ($000) $132 Avg Close $2.85 Range $2.66 - $3.09

Q2 2018

Shares 28,000 Value ($000) $188 Avg Close $2.61 Range $2.47 - $2.75

Q1 2018

Shares 34,000 Value ($000) $223 Avg Close $2.55 Range $2.27 - $2.67

Q4 2017

Shares 59,000 Value ($000) $398 Avg Close $2.43 Range $2.05 - $2.77

Q3 2017

Shares 92,800 Value ($000) $624 Avg Close $2.71 Range $2.39 - $2.99

Q2 2017

Shares 99,200 Value ($000) $806 Avg Close $3.01 Range $2.79 - $3.29

Q1 2017

Shares 101,200 Value ($000) $915 Avg Close $3.06 Range $2.80 - $3.27

Q4 2016

Shares 91,200 Value ($000) $762 Avg Close $2.66 Range $2.34 - $2.87

Q3 2016

Shares 107,200 Value ($000) $868 Avg Close $2.66 Range $2.47 - $2.82

Q2 2016

Shares 103,200 Value ($000) $807 Avg Close $2.35 Range $2.17 - $2.50

Q1 2016

Shares 104,200 Value ($000) $758 Avg Close $2.00 Range $1.57 - $2.30

Q4 2015

Shares 105,700 Value ($000) $738 Avg Close $2.11 Range $1.80 - $2.22

Q3 2015

Shares 105,200 Value ($000) $750 Avg Close $2.09 Range $1.49 - $2.29

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2018	18,000	$132	$2.85	$2.66 - $3.09
Q2 2018	28,000	$188	$2.61	$2.47 - $2.75
Q1 2018	34,000	$223	$2.55	$2.27 - $2.67
Q4 2017	59,000	$398	$2.43	$2.05 - $2.77
Q3 2017	92,800	$624	$2.71	$2.39 - $2.99
Q2 2017	99,200	$806	$3.01	$2.79 - $3.29
Q1 2017	101,200	$915	$3.06	$2.80 - $3.27
Q4 2016	91,200	$762	$2.66	$2.34 - $2.87
Q3 2016	107,200	$868	$2.66	$2.47 - $2.82
Q2 2016	103,200	$807	$2.35	$2.17 - $2.50
Q1 2016	104,200	$758	$2.00	$1.57 - $2.30
Q4 2015	105,700	$738	$2.11	$1.80 - $2.22
Q3 2015	105,200	$750	$2.09	$1.49 - $2.29