PROSPECT CAPITAL CORPORATION

Ticker: PSEC CUSIP: 74348T102 Class: COM

D'Orazio & Associates, Inc.'s Holding History (CIK: 0001646821)

Note: Option positions (PUT/CALL) are excluded.

Q4 2017
Shares 500 Value ($000) $3 Avg Close $2.43 Range $2.05 - $2.77
Q3 2017
Shares 500 Value ($000) $3 Avg Close $2.71 Range $2.39 - $2.99
Q4 2016
Shares 2,275 Value ($000) $19 Avg Close $2.66 Range $2.34 - $2.87
Q3 2016
Shares 2,275 Value ($000) $18 Avg Close $2.66 Range $2.47 - $2.82
Q2 2016
Shares 2,275 Value ($000) $18 Avg Close $2.35 Range $2.17 - $2.50
Q1 2016
Shares 4,675 Value ($000) $33 Avg Close $2.00 Range $1.57 - $2.30
Q4 2015
Shares 3,900 Value ($000) $27 Avg Close $2.11 Range $1.80 - $2.22
Q3 2015
Shares 2,750 Value ($000) $20 Avg Close $2.09 Range $1.49 - $2.29
Q2 2015
Shares 2,250 Value ($000) $17 Avg Close $2.18 Range $1.97 - $2.33
Q1 2015
Shares 2,250 Value ($000) $19 Avg Close $2.25 Range $2.15 - $2.34
Q4 2014
Shares 2,250 Value ($000) $19 Avg Close $2.34 Range $2.06 - $2.50