PROSPECT CAPITAL CORPORATION

Ticker: PSEC CUSIP: 74348T102 Class: COM

NWAM LLC's Holding History (CIK: 0001655006)

Note: Option positions (PUT/CALL) are excluded.

Q3 2017
Shares 18,125 Value ($000) $122 Avg Close $2.71 Range $2.39 - $2.99
Q2 2017
Shares 16,825 Value ($000) $137 Avg Close $3.01 Range $2.79 - $3.29
Q1 2017
Shares 14,125 Value ($000) $128 Avg Close $3.06 Range $2.80 - $3.27
Q4 2016
Shares 22,154 Value ($000) $185 Avg Close $2.66 Range $2.34 - $2.87
Q3 2016
Shares 18,666 Value ($000) $151 Avg Close $2.66 Range $2.47 - $2.82
Q2 2016
Shares 20,287 Value ($000) $159 Avg Close $2.35 Range $2.17 - $2.50
Q1 2016
Shares 13,050 Value ($000) $95 Avg Close $2.00 Range $1.57 - $2.30