PROSPECT CAPITAL CORPORATION

Ticker: PSEC CUSIP: 74348T102 Class: COM

Ballew Advisors, Inc's Holding History (CIK: 0001729096)

Note: Option positions (PUT/CALL) are excluded.

Q3 2018

Shares 3,813 Value ($000) $25 Avg Close $2.85 Range $2.66 - $3.09

Q2 2018

Shares 3,813 Value ($000) $26 Avg Close $2.61 Range $2.47 - $2.75

Q1 2018

Shares 3,533 Value ($000) $23 Avg Close $2.55 Range $2.27 - $2.67

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2018	3,813	$25	$2.85	$2.66 - $3.09
Q2 2018	3,813	$26	$2.61	$2.47 - $2.75
Q1 2018	3,533	$23	$2.55	$2.27 - $2.67