PROSPECT CAPITAL CORPORATION

Ticker: PSEC CUSIP: 74348T102 Class: COM

Prime Capital Investment Advisors, LLC's Holding History (CIK: 0001731446)

Note: Option positions (PUT/CALL) are excluded.

Q1 2020

Shares 7,100 Value ($000) $30 Avg Close $2.80 Range $1.92 - $3.13

Q3 2018

Shares 19,340 Value ($000) $142 Avg Close $2.85 Range $2.66 - $3.09

Q2 2018

Shares 22,730 Value ($000) $153 Avg Close $2.61 Range $2.47 - $2.75

Q1 2018

Shares 20,340 Value ($000) $133 Avg Close $2.55 Range $2.27 - $2.67

Q4 2017

Shares 19,340 Value ($000) $130 Avg Close $2.43 Range $2.05 - $2.77

Period	Shares	Value ($000)	Average Close	Price Range
Q1 2020	7,100	$30	$2.80	$1.92 - $3.13
Q3 2018	19,340	$142	$2.85	$2.66 - $3.09
Q2 2018	22,730	$153	$2.61	$2.47 - $2.75
Q1 2018	20,340	$133	$2.55	$2.27 - $2.67
Q4 2017	19,340	$130	$2.43	$2.05 - $2.77