PROSPECT CAPITAL CORPORATION

Ticker: PSEC CUSIP: 74348T102 Class: COM

Principle Wealth Partners LLC's Holding History (CIK: 0001743413)

Note: Option positions (PUT/CALL) are excluded.

Q4 2019
Shares 20,948 Value ($000) $135 Avg Close $3.01 Range $2.91 - $3.14
Q3 2019
Shares 23,182 Value ($000) $153 Avg Close $2.96 Range $2.79 - $3.06