PROSPECT CAPITAL CORPORATION

Ticker: PSEC CUSIP: 74348T102 Class: COM

Delta Investment Management, LLC's Holding History (CIK: 0001757043)

Note: Option positions (PUT/CALL) are excluded.

Q4 2020

Shares 11,796 Value ($000) $63 Avg Close $2.78 Range $2.59 - $3.03

Q3 2020

Shares 11,728 Value ($000) $58 Avg Close $2.56 Range $2.35 - $2.69

Q2 2020

Shares 11,660 Value ($000) $59 Avg Close $2.31 Range $1.79 - $2.88

Q1 2020

Shares 11,593 Value ($000) $49 Avg Close $2.80 Range $1.92 - $3.13

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2020	11,796	$63	$2.78	$2.59 - $3.03
Q3 2020	11,728	$58	$2.56	$2.35 - $2.69
Q2 2020	11,660	$59	$2.31	$1.79 - $2.88
Q1 2020	11,593	$49	$2.80	$1.92 - $3.13