PROSPECT CAPITAL CORPORATION

Ticker: PSEC CUSIP: 74348T102 Class: COM

Golden State Wealth Management, LLC's Holding History (CIK: 0001776033)

Note: Option positions (PUT/CALL) are excluded.

Q3 2020

Shares 2,729 Value ($000) $14 Avg Close $2.56 Range $2.35 - $2.69

Q2 2020

Shares 11,065 Value ($000) $57 Avg Close $2.31 Range $1.79 - $2.88

Q1 2020

Shares 2,450 Value ($000) $10 Avg Close $2.80 Range $1.92 - $3.13

Q3 2019

Shares 2,450 Value ($000) $16 Avg Close $2.96 Range $2.79 - $3.06

Q2 2019

Shares 2,450 Value ($000) $15 Avg Close $2.89 Range $2.74 - $3.00

Q1 2019

Shares 2,450 Value ($000) $16 Avg Close $2.83 Range $2.63 - $2.97

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2020	2,729	$14	$2.56	$2.35 - $2.69
Q2 2020	11,065	$57	$2.31	$1.79 - $2.88
Q1 2020	2,450	$10	$2.80	$1.92 - $3.13
Q3 2019	2,450	$16	$2.96	$2.79 - $3.06
Q2 2019	2,450	$15	$2.89	$2.74 - $3.00
Q1 2019	2,450	$16	$2.83	$2.63 - $2.97