Prospect Capital Corp

CUSIP: 74348T201 Class: preferred stock

Sharkey, Howes & Javer's Holding History (CIK: 0001642246)

Note: Option positions (PUT/CALL) are excluded.

Q1 2017
Shares 4,500 Value ($000) $41 Avg Close — Range —
Q4 2016
Shares 4,500 Value ($000) $38 Avg Close — Range —
Q3 2016
Shares 4,500 Value ($000) $36 Avg Close — Range —
Q2 2016
Shares 4,500 Value ($000) $35 Avg Close — Range —
Q1 2016
Shares 4,500 Value ($000) $33 Avg Close — Range —
Q4 2015
Shares 4,500 Value ($000) $31 Avg Close — Range —
Q3 2015
Shares 4,500 Value ($000) $36 Avg Close — Range —
Q2 2015
Shares 4,500 Value ($000) $33 Avg Close — Range —