PROSPECT CAPITAL CORPORATION

CUSIP: 74348TAC6 Class: 6.25% 12/15/2015

JPMORGAN CHASE & CO's Holding History (CIK: 0000019617)

Note: Option positions (PUT/CALL) are excluded.

Q4 2014
Shares 1,400,000 Value ($000) $1,418 Avg Close — Range —
Q3 2014
Shares 1,400,000 Value ($000) $1,469 Avg Close — Range —
Q2 2014
Shares 1,400,000 Value ($000) $1,502 Avg Close — Range —
Q1 2014
Shares 1,400,000 Value ($000) $1,505 Avg Close — Range —
Q4 2013
Shares 1,400,000 Value ($000) $1,516 Avg Close — Range —
Q3 2013
Shares 500,000 Value ($000) $536 Avg Close — Range —