PROSPECT CAPITAL CORPORATION

CUSIP: 74348TAC6 Class: 6.25% 12/15/2015

Thrivent Financial for Lutherans's Holding History (CIK: 0000314984)

Note: Option positions (PUT/CALL) are excluded.

Q3 2015
Shares 1,000,000 Value ($000) $1,008 Avg Close — Range —
Q2 2015
Shares 1,000,000 Value ($000) $1,019 Avg Close — Range —
Q1 2015
Shares 1,000,000 Value ($000) $1,029 Avg Close — Range —
Q4 2014
Shares 1,000,000 Value ($000) $1,018 Avg Close — Range —
Q3 2014
Shares 1,000,000 Value ($000) $1,054 Avg Close — Range —
Q2 2014
Shares 1,000,000 Value ($000) $1,078 Avg Close — Range —
Q1 2014
Shares 1,000,000 Value ($000) $1,080 Avg Close — Range —
Q4 2013
Shares 1,000,000 Value ($000) $1,088 Avg Close — Range —
Q3 2013
Shares 1,000,000 Value ($000) $1,076 Avg Close — Range —
Q2 2013
Shares 1,000,000 Value ($000) $1,069 Avg Close — Range —