PROSPECT CAPITAL CORPORATION

CUSIP: 74348TAC6 Class: 6.25% 12/15/2015

UBS ASSET MANAGEMENT AMERICAS INC's Holding History (CIK: 0000861177)

Note: Option positions (PUT/CALL) are excluded.

Q3 2015
Shares 1,300,000 Value ($000) $1,307 Avg Close — Range —
Q2 2015
Shares 2,310,000 Value ($000) $2,351 Avg Close — Range —
Q1 2015
Shares 3,170,000 Value ($000) $3,266 Avg Close — Range —
Q4 2014
Shares 3,170,000 Value ($000) $3,236 Avg Close — Range —
Q3 2014
Shares 3,770,000 Value ($000) $3,960 Avg Close — Range —
Q2 2014
Shares 4,770,000 Value ($000) $5,094 Avg Close — Range —
Q1 2014
Shares 5,450,000 Value ($000) $5,862 Avg Close — Range —
Q4 2013
Shares 5,450,000 Value ($000) $5,900 Avg Close — Range —
Q3 2013
Shares 6,950,000 Value ($000) $7,470 Avg Close — Range —
Q2 2013
Shares 8,700,000 Value ($000) $9,480 Avg Close — Range —