PROSPECT CAPITAL CORPORATION

CUSIP: 74348TAC6 Class: 6.25% 12/15/2015

DEUTSCHE BANK AG\'s Holding History (CIK: 0000948046)

Note: Option positions (PUT/CALL) are excluded.

Q3 2014
Shares 1,790,000 Value ($000) $1,878 Avg Close — Range —
Q2 2014
Shares 790,000 Value ($000) $847 Avg Close — Range —
Q1 2014
Shares 1,250,000 Value ($000) $1,343 Avg Close — Range —
Q4 2013
Shares 1,080,000 Value ($000) $1,169 Avg Close — Range —
Q3 2013
Shares 3,194,000 Value ($000) $3,420 Avg Close — Range —