PROSPECT CAPITAL CORPORATION

CUSIP: 74348TAC6 Class: 6.25% 12/15/2015

NOMURA HOLDINGS INC's Holding History (CIK: 0001163653)

Note: Option positions (PUT/CALL) are excluded.

Q4 2014
Shares 750,000 Value ($000) $759 Avg Close — Range —
Q3 2014
Shares 750,000 Value ($000) $787 Avg Close — Range —
Q2 2014
Shares 750,000 Value ($000) $804 Avg Close — Range —
Q1 2014
Shares 750,000 Value ($000) $806 Avg Close — Range —
Q3 2013
Shares 1,000,000 Value ($000) $1,071 Avg Close — Range —