PROSPECT CAPITAL CORPORATION

CUSIP: 74348TAC6 Class: 6.25% 12/15/2015

LAZARD ASSET MANAGEMENT LLC's Holding History (CIK: 0001207017)

Note: Option positions (PUT/CALL) are excluded.

Q4 2013
Shares 3,500,000 Value ($000) $3,790 Avg Close — Range —
Q3 2013
Shares 2,000,000 Value ($000) $2,142 Avg Close — Range —
Q2 2013
Shares 2,000,000 Value ($000) $2,171 Avg Close — Range —