PROSPECT CAPITAL CORPORATION

CUSIP: 74348TAD4 Class: CNVRTBND

JPMORGAN CHASE & CO's Holding History (CIK: 0000019617)

Note: Option positions (PUT/CALL) are excluded.

Q3 2015
Shares 125,000 Value ($000) $127 Avg Close — Range —
Q2 2015
Shares 607,000 Value ($000) $621 Avg Close — Range —
Q1 2015
Shares 582,000 Value ($000) $597 Avg Close — Range —
Q4 2014
Shares 582,000 Value ($000) $584 Avg Close — Range —
Q3 2014
Shares 782,000 Value ($000) $810 Avg Close — Range —
Q2 2014
Shares 2,586,000 Value ($000) $2,689 Avg Close — Range —
Q1 2014
Shares 4,056,000 Value ($000) $4,267 Avg Close — Range —
Q4 2013
Shares 6,121,000 Value ($000) $6,412 Avg Close — Range —
Q3 2013
Shares 14,685,000 Value ($000) $15,209 Avg Close — Range —
Q2 2013
Shares 14,700,000 Value ($000) $15,703 Avg Close — Range —