PROSPECT CAPITAL CORPORATION

CUSIP: 74348TAD4 Class: CNVRTBND

WELLS FARGO & COMPANY/MN's Holding History (CIK: 0000072971)

Note: Option positions (PUT/CALL) are excluded.

Q4 2015
Shares 32,000 Value ($000) $32 Avg Close — Range —
Q3 2015
Shares 32,000 Value ($000) $32 Avg Close — Range —
Q2 2015
Shares 32,000 Value ($000) $32 Avg Close — Range —
Q1 2015
Shares 32,000 Value ($000) $32 Avg Close — Range —
Q4 2014
Shares 2,074,000 Value ($000) $2,110 Avg Close — Range —
Q3 2014
Shares 1,354,000 Value ($000) $1,413 Avg Close — Range —
Q3 2013
Shares 10,000 Value ($000) $10 Avg Close — Range —
Q2 2013
Shares 10,000 Value ($000) $11 Avg Close — Range —