PROSPECT CAPITAL CORPORATION

CUSIP: 74348TAD4 Class: CNVRTBND

BARCLAYS PLC's Holding History (CIK: 0000312069)

Note: Option positions (PUT/CALL) are excluded.

Q4 2014
Shares 3,209,000 Value ($000) $3,209 Avg Close — Range —
Q3 2014
Shares 828,000 Value ($000) $853 Avg Close — Range —
Q1 2014
Shares 748,000 Value ($000) $785 Avg Close — Range —
Q4 2013
Shares 1,510,000 Value ($000) $1,570 Avg Close — Range —
Q3 2013
Shares 76,000 Value ($000) $78 Avg Close — Range —
Q2 2013
Shares 24,000 Value ($000) $26 Avg Close — Range —