PROSPECT CAPITAL CORPORATION

CUSIP: 74348TAD4 Class: CNVRTBND

Thrivent Financial for Lutherans's Holding History (CIK: 0000314984)

Note: Option positions (PUT/CALL) are excluded.

Q2 2016
Shares 6,750,000 Value ($000) $6,778 Avg Close — Range —
Q1 2016
Shares 6,750,000 Value ($000) $6,767 Avg Close — Range —
Q4 2015
Shares 6,750,000 Value ($000) $6,801 Avg Close — Range —
Q3 2015
Shares 5,250,000 Value ($000) $5,345 Avg Close — Range —
Q2 2015
Shares 5,250,000 Value ($000) $5,394 Avg Close — Range —
Q1 2015
Shares 5,250,000 Value ($000) $5,408 Avg Close — Range —
Q4 2014
Shares 5,250,000 Value ($000) $5,299 Avg Close — Range —
Q3 2014
Shares 5,250,000 Value ($000) $5,460 Avg Close — Range —
Q2 2014
Shares 5,500,000 Value ($000) $5,748 Avg Close — Range —
Q1 2014
Shares 5,500,000 Value ($000) $5,813 Avg Close — Range —
Q4 2013
Shares 5,500,000 Value ($000) $5,789 Avg Close — Range —
Q3 2013
Shares 5,500,000 Value ($000) $5,723 Avg Close — Range —
Q2 2013
Shares 5,500,000 Value ($000) $5,804 Avg Close — Range —