PROSPECT CAPITAL CORPORATION

CUSIP: 74348TAD4 Class: CNVRTBND

STIFEL FINANCIAL CORP's Holding History (CIK: 0000720672)

Note: Option positions (PUT/CALL) are excluded.

Q2 2016
Shares 115,144 Value ($000) $115 Avg Close — Range —
Q1 2016
Shares 115,000 Value ($000) $115 Avg Close — Range —
Q4 2015
Shares 50,125 Value ($000) $50 Avg Close — Range —
Q3 2015
Shares 50,750 Value ($000) $51 Avg Close — Range —
Q2 2015
Shares 61,350 Value ($000) $61 Avg Close — Range —
Q1 2015
Shares 63,550 Value ($000) $64 Avg Close — Range —