PROSPECT CAPITAL CORPORATION

CUSIP: 74348TAD4 Class: CNVRTBND

UBS ASSET MANAGEMENT AMERICAS INC's Holding History (CIK: 0000861177)

Note: Option positions (PUT/CALL) are excluded.

Q2 2016
Shares 2,050,000 Value ($000) $2,053 Avg Close — Range —
Q1 2016
Shares 2,050,000 Value ($000) $2,062 Avg Close — Range —
Q4 2015
Shares 2,600,000 Value ($000) $2,606 Avg Close — Range —
Q3 2015
Shares 2,600,000 Value ($000) $2,648 Avg Close — Range —
Q2 2015
Shares 2,600,000 Value ($000) $2,651 Avg Close — Range —
Q1 2015
Shares 3,400,000 Value ($000) $3,494 Avg Close — Range —
Q4 2014
Shares 3,400,000 Value ($000) $3,420 Avg Close — Range —
Q3 2014
Shares 3,400,000 Value ($000) $3,510 Avg Close — Range —
Q2 2014
Shares 3,400,000 Value ($000) $3,550 Avg Close — Range —
Q1 2014
Shares 3,000,000 Value ($000) $3,156 Avg Close — Range —
Q4 2013
Shares 3,000,000 Value ($000) $3,157 Avg Close — Range —