PROSPECT CAPITAL CORPORATION

CUSIP: 74348TAD4 Class: CNVRTBND

MORGAN STANLEY's Holding History (CIK: 0000895421)

Note: Option positions (PUT/CALL) are excluded.

Q2 2016
Shares 5,456,000 Value ($000) $5,469 Avg Close — Range —
Q1 2016
Shares 5,575,000 Value ($000) $5,561 Avg Close — Range —
Q4 2015
Shares 8,809,000 Value ($000) $8,831 Avg Close — Range —
Q3 2015
Shares 5,793,000 Value ($000) $5,865 Avg Close — Range —
Q2 2015
Shares 5,724,000 Value ($000) $5,835 Avg Close — Range —
Q1 2015
Shares 5,904,000 Value ($000) $6,062 Avg Close — Range —
Q4 2014
Shares 5,663,000 Value ($000) $5,681 Avg Close — Range —
Q3 2014
Shares 5,663,000 Value ($000) $5,851 Avg Close — Range —
Q2 2014
Shares 5,733,000 Value ($000) $5,991 Avg Close — Range —
Q1 2014
Shares 5,663,000 Value ($000) $5,939 Avg Close — Range —
Q4 2013
Shares 5,663,000 Value ($000) $5,939 Avg Close — Range —
Q3 2013
Shares 4,941,000 Value ($000) $5,077 Avg Close — Range —
Q2 2013
Shares 3,307,000 Value ($000) $3,479 Avg Close — Range —