PROSPECT CAPITAL CORPORATION

CUSIP: 74348TAD4 Class: CNVRTBND

DEUTSCHE BANK AG\'s Holding History (CIK: 0000948046)

Note: Option positions (PUT/CALL) are excluded.

Q3 2015
Shares 695,000 Value ($000) $705 Avg Close — Range —
Q2 2015
Shares 770,000 Value ($000) $787 Avg Close — Range —
Q1 2015
Shares 1,085,000 Value ($000) $1,112 Avg Close — Range —
Q4 2014
Shares 1,115,000 Value ($000) $1,119 Avg Close — Range —
Q3 2014
Shares 1,146,000 Value ($000) $1,186 Avg Close — Range —
Q2 2014
Shares 1,809,000 Value ($000) $1,881 Avg Close — Range —