PROSPECT CAPITAL CORPORATION

CUSIP: 74348TAD4 Class: CNVRTBND

ZAZOVE ASSOCIATES LLC's Holding History (CIK: 0001009012)

Note: Option positions (PUT/CALL) are excluded.

Q3 2013
Shares 150,000 Value ($000) $157 Avg Close — Range —
Q2 2013
Shares 150,000 Value ($000) $156 Avg Close — Range —