PROSPECT CAPITAL CORPORATION

CUSIP: 74348TAD4 Class: CNVRTBND

GREAT LAKES ADVISORS, LLC's Holding History (CIK: 0001078013)

Note: Option positions (PUT/CALL) are excluded.

Q2 2016
Shares 115,000 Value ($000) $115 Avg Close — Range —
Q1 2016
Shares 115,000 Value ($000) $116 Avg Close — Range —