PROSPECT CAPITAL CORPORATION

CUSIP: 74348TAD4 Class: CNVRTBND

D.A. DAVIDSON & CO.'s Holding History (CIK: 0001080107)

Note: Option positions (PUT/CALL) are excluded.

Q2 2016
Shares 27,000 Value ($000) $27 Avg Close — Range —
Q1 2016
Shares 27,000 Value ($000) $27 Avg Close — Range —
Q4 2015
Shares 27,000 Value ($000) $27 Avg Close — Range —
Q3 2015
Shares 102,000 Value ($000) $104 Avg Close — Range —
Q2 2015
Shares 92,000 Value ($000) $94 Avg Close — Range —
Q1 2015
Shares 92,000 Value ($000) $94 Avg Close — Range —
Q4 2014
Shares 92,000 Value ($000) $92 Avg Close — Range —
Q3 2014
Shares 92,000 Value ($000) $95 Avg Close — Range —
Q2 2014
Shares 92,000 Value ($000) $95 Avg Close — Range —
Q1 2014
Shares 89,000 Value ($000) $93 Avg Close — Range —