PROSPECT CAPITAL CORPORATION

CUSIP: 74348TAD4 Class: CNVRTBND

JAG CAPITAL MANAGEMENT, LLC's Holding History (CIK: 0001080374)

Note: Option positions (PUT/CALL) are excluded.

Q2 2016
Shares 200,000 Value ($000) $200 Avg Close — Range —
Q1 2016
Shares 200,000 Value ($000) $200 Avg Close — Range —
Q4 2015
Shares 200,000 Value ($000) $201 Avg Close — Range —
Q3 2015
Shares 200,000 Value ($000) $203 Avg Close — Range —
Q2 2015
Shares 200,000 Value ($000) $205 Avg Close — Range —
Q1 2015
Shares 200,000 Value ($000) $205 Avg Close — Range —
Q4 2014
Shares 200,000 Value ($000) $201 Avg Close — Range —
Q3 2014
Shares 200,000 Value ($000) $207 Avg Close — Range —
Q2 2014
Shares 200,000 Value ($000) $208 Avg Close — Range —
Q1 2014
Shares 200,000 Value ($000) $210 Avg Close — Range —
Q4 2013
Shares 200,000 Value ($000) $210 Avg Close — Range —