PROSPECT CAPITAL CORPORATION

CUSIP: 74348TAD4 Class: CNVRTBND

ADVENT CAPITAL MANAGEMENT /DE/'s Holding History (CIK: 0001097278)

Note: Option positions (PUT/CALL) are excluded.

Q4 2013
Shares 478,000 Value ($000) $503 Avg Close — Range —
Q3 2013
Shares 467,000 Value ($000) $486 Avg Close — Range —
Q2 2013
Shares 470,000 Value ($000) $504 Avg Close — Range —