PROSPECT CAPITAL CORPORATION

CUSIP: 74348TAD4 Class: CNVRTBND

Bank of New York Mellon Corp's Holding History (CIK: 0001390777)

Note: Option positions (PUT/CALL) are excluded.

Q2 2016
Shares 1,300,000 Value ($000) $1,297 Avg Close — Range —
Q1 2016
Shares 1,300,000 Value ($000) $1,309 Avg Close — Range —
Q4 2015
Shares 1,750,000 Value ($000) $1,762 Avg Close — Range —
Q3 2015
Shares 1,750,000 Value ($000) $1,782 Avg Close — Range —
Q2 2015
Shares 1,750,000 Value ($000) $1,784 Avg Close — Range —
Q1 2015
Shares 1,750,000 Value ($000) $1,804 Avg Close — Range —
Q4 2014
Shares 1,750,000 Value ($000) $1,762 Avg Close — Range —
Q3 2014
Shares 2,250,000 Value ($000) $2,325 Avg Close — Range —
Q2 2014
Shares 2,250,000 Value ($000) $2,362 Avg Close — Range —
Q1 2014
Shares 2,250,000 Value ($000) $2,402 Avg Close — Range —
Q4 2013
Shares 2,250,000 Value ($000) $2,400 Avg Close — Range —
Q3 2013
Shares 2,250,000 Value ($000) $2,337 Avg Close — Range —
Q2 2013
Shares 2,250,000 Value ($000) $2,352 Avg Close — Range —