PROSPECT CAPITAL CORPORATION

CUSIP: 74348TAD4 Class: CNVRTBND

Cambridge Investment Research Advisors, Inc.'s Holding History (CIK: 0001419186)

Note: Option positions (PUT/CALL) are excluded.

Q2 2016
Shares 125,000 Value ($000) $125 Avg Close — Range —
Q1 2016
Shares 135,000 Value ($000) $135 Avg Close — Range —
Q4 2015
Shares 115,000 Value ($000) $115 Avg Close — Range —
Q3 2015
Shares 75,000 Value ($000) $76 Avg Close — Range —
Q2 2015
Shares 40,000 Value ($000) $41 Avg Close — Range —
Q1 2015
Shares 40,000 Value ($000) $41 Avg Close — Range —
Q4 2014
Shares 40,000 Value ($000) $40 Avg Close — Range —
Q3 2014
Shares 40,000 Value ($000) $41 Avg Close — Range —
Q2 2014
Shares 40,000 Value ($000) $42 Avg Close — Range —