PROSPECT CAPITAL CORPORATION

CUSIP: 74348TAD4 Class: CNVRTBND

Carnegie Capital Asset Management, LLC's Holding History (CIK: 0001511506)

Note: Option positions (PUT/CALL) are excluded.

Q2 2016
Shares 200,000 Value ($000) $200 Avg Close — Range —
Q1 2016
Shares 300,000 Value ($000) $300 Avg Close — Range —
Q4 2015
Shares 300,000 Value ($000) $301 Avg Close — Range —
Q3 2015
Shares 300,000 Value ($000) $304 Avg Close — Range —
Q2 2015
Shares 300,000 Value ($000) $307 Avg Close — Range —
Q1 2015
Shares 300,000 Value ($000) $308 Avg Close — Range —
Q4 2014
Shares 300,000 Value ($000) $304 Avg Close — Range —
Q3 2014
Shares 300,000 Value ($000) $310 Avg Close — Range —