PROSPECT CAPITAL CORPORATION

CUSIP: 74348TAD4 Class: CNVRTBND

Creative Planning's Holding History (CIK: 0001540235)

Note: Option positions (PUT/CALL) are excluded.

Q2 2016
Shares 15,000 Value ($000) $15 Avg Close — Range —
Q1 2016
Shares 15,000 Value ($000) $15 Avg Close — Range —
Q4 2015
Shares 15,000 Value ($000) $15 Avg Close — Range —
Q3 2015
Shares 15,000 Value ($000) $15 Avg Close — Range —
Q1 2015
Shares 44,000 Value ($000) $45 Avg Close — Range —
Q4 2014
Shares 15,000 Value ($000) $15 Avg Close — Range —
Q3 2014
Shares 15,000 Value ($000) $16 Avg Close — Range —
Q2 2014
Shares 17,000 Value ($000) $18 Avg Close — Range —
Q1 2014
Shares 15,000 Value ($000) $16 Avg Close — Range —
Q4 2013
Shares 15,000 Value ($000) $16 Avg Close — Range —
Q3 2013
Shares 15,000 Value ($000) $16 Avg Close — Range —
Q2 2013
Shares 66,000 Value ($000) $70 Avg Close — Range —