PROSPECT CAPITAL CORPORATION

CUSIP: 74348TAD4 Class: CNVRTBND

Prospera Financial Services Inc's Holding History (CIK: 0001541625)

Note: Option positions (PUT/CALL) are excluded.

Q2 2016
Shares 240,000 Value ($000) $241 Avg Close — Range —
Q1 2016
Shares 245,000 Value ($000) $248 Avg Close — Range —
Q4 2015
Shares 258,000 Value ($000) $259 Avg Close — Range —
Q3 2015
Shares 262,000 Value ($000) $267 Avg Close — Range —
Q2 2015
Shares 304,000 Value ($000) $312 Avg Close — Range —
Q1 2015
Shares 345,000 Value ($000) $354 Avg Close — Range —
Q4 2014
Shares 357,000 Value ($000) $364 Avg Close — Range —
Q3 2014
Shares 333,000 Value ($000) $343 Avg Close — Range —
Q2 2014
Shares 350,000 Value ($000) $365 Avg Close — Range —
Q1 2014
Shares 337,000 Value ($000) $355 Avg Close — Range —
Q4 2013
Shares 350,000 Value ($000) $365 Avg Close — Range —
Q3 2013
Shares 360,000 Value ($000) $373 Avg Close — Range —
Q2 2013
Shares 360,000 Value ($000) $384 Avg Close — Range —