PROSPECT CAPITAL CORPORATION

CUSIP: 74348TAD4 Class: CNVRTBND

BCWM, LLC's Holding History (CIK: 0001542165)

Note: Option positions (PUT/CALL) are excluded.

Q2 2016
Shares 956,000 Value ($000) $957 Avg Close — Range —
Q1 2016
Shares 959,000 Value ($000) $965 Avg Close — Range —
Q2 2015
Shares 970,000 Value ($000) $990 Avg Close — Range —
Q1 2015
Shares 970,000 Value ($000) $9,968 Avg Close — Range —
Q4 2014
Shares 370,000 Value ($000) $3,722 Avg Close — Range —
Q3 2014
Shares 365,000 Value ($000) $3,768 Avg Close — Range —
Q2 2014
Shares 370,000 Value ($000) $386 Avg Close — Range —
Q1 2014
Shares 370,000 Value ($000) $389 Avg Close — Range —
Q4 2013
Shares 370,000 Value ($000) $390 Avg Close — Range —
Q3 2013
Shares 370,000 Value ($000) $384 Avg Close — Range —
Q2 2013
Shares 370,000 Value ($000) $389 Avg Close — Range —