PROSPECT CAPITAL CORP

CUSIP: 74348TAH5 Class: CONV

ADVENT CAPITAL MANAGEMENT /DE/'s Holding History (CIK: 0001097278)

Note: Option positions (PUT/CALL) are excluded.

Q3 2013
Shares 2,459,000 Value ($000) $2,534 Avg Close — Range —
Q2 2013
Shares 2,450,000 Value ($000) $2,492 Avg Close — Range —