PROSPECT CAPITAL CORPORATION

CUSIP: 74348TAK8 Class: MTNF 5.375%10/1

JPMORGAN CHASE & CO's Holding History (CIK: 0000019617)

Note: Option positions (PUT/CALL) are excluded.

Q1 2017
Shares 4,497,000 Value ($000) $4,558 Avg Close — Range —
Q4 2016
Shares 4,497,000 Value ($000) $4,632 Avg Close — Range —
Q3 2016
Shares 4,497,000 Value ($000) $4,616 Avg Close — Range —
Q2 2016
Shares 2,355,000 Value ($000) $2,391 Avg Close — Range —
Q3 2015
Shares 2,735,000 Value ($000) $2,752 Avg Close — Range —
Q2 2015
Shares 2,835,000 Value ($000) $2,857 Avg Close — Range —
Q1 2015
Shares 2,735,000 Value ($000) $2,776 Avg Close — Range —
Q4 2014
Shares 3,958,000 Value ($000) $3,938 Avg Close — Range —
Q3 2014
Shares 6,155,000 Value ($000) $6,328 Avg Close — Range —
Q2 2014
Shares 7,873,000 Value ($000) $8,232 Avg Close — Range —
Q1 2014
Shares 9,613,000 Value ($000) $10,172 Avg Close — Range —
Q4 2013
Shares 12,498,000 Value ($000) $13,101 Avg Close — Range —
Q3 2013
Shares 10,538,000 Value ($000) $11,048 Avg Close — Range —
Q2 2013
Shares 10,538,000 Value ($000) $10,821 Avg Close — Range —