PROSPECT CAPITAL CORPORATION

CUSIP: 74348TAK8 Class: MTNF 5.375%10/1

WELLS FARGO & COMPANY/MN's Holding History (CIK: 0000072971)

Note: Option positions (PUT/CALL) are excluded.

Q3 2017
Shares 11,000 Value ($000) $11 Avg Close — Range —
Q2 2017
Shares 171,000 Value ($000) $172 Avg Close — Range —
Q1 2017
Shares 11,000 Value ($000) $11 Avg Close — Range —
Q4 2016
Shares 11,000 Value ($000) $11 Avg Close — Range —
Q3 2016
Shares 11,000 Value ($000) $11 Avg Close — Range —
Q4 2015
Shares 208,000 Value ($000) $208 Avg Close — Range —
Q3 2015
Shares 116,000 Value ($000) $115 Avg Close — Range —
Q2 2015
Shares 3,000 Value ($000) $3 Avg Close — Range —
Q1 2015
Shares 168,000 Value ($000) $168 Avg Close — Range —
Q4 2014
Shares 168,000 Value ($000) $167 Avg Close — Range —
Q3 2014
Shares 173,000 Value ($000) $178 Avg Close — Range —