PROSPECT CAPITAL CORPORATION

CUSIP: 74348TAK8 Class: MTNF 5.375%10/1

Thrivent Financial for Lutherans's Holding History (CIK: 0000314984)

Note: Option positions (PUT/CALL) are excluded.

Q3 2017
Shares 1,164,000 Value ($000) $1,164 Avg Close — Range —
Q1 2017
Shares 3,000,000 Value ($000) $3,034 Avg Close — Range —
Q4 2016
Shares 3,000,000 Value ($000) $3,045 Avg Close — Range —
Q3 2016
Shares 3,000,000 Value ($000) $3,079 Avg Close — Range —
Q2 2016
Shares 3,500,000 Value ($000) $3,566 Avg Close — Range —
Q1 2016
Shares 3,500,000 Value ($000) $3,421 Avg Close — Range —
Q4 2015
Shares 3,500,000 Value ($000) $3,469 Avg Close — Range —
Q3 2015
Shares 1,500,000 Value ($000) $1,498 Avg Close — Range —
Q2 2015
Shares 1,500,000 Value ($000) $1,519 Avg Close — Range —
Q1 2015
Shares 1,500,000 Value ($000) $1,530 Avg Close — Range —
Q4 2014
Shares 2,000,000 Value ($000) $2,000 Avg Close — Range —
Q3 2014
Shares 3,000,000 Value ($000) $3,099 Avg Close — Range —
Q2 2014
Shares 3,000,000 Value ($000) $3,122 Avg Close — Range —
Q1 2014
Shares 3,000,000 Value ($000) $3,169 Avg Close — Range —
Q4 2013
Shares 3,000,000 Value ($000) $3,161 Avg Close — Range —
Q3 2013
Shares 3,000,000 Value ($000) $3,103 Avg Close — Range —
Q2 2013
Shares 3,000,000 Value ($000) $3,096 Avg Close — Range —