PROSPECT CAPITAL CORPORATION

CUSIP: 74348TAK8 Class: MTNF 5.375%10/1

STIFEL FINANCIAL CORP's Holding History (CIK: 0000720672)

Note: Option positions (PUT/CALL) are excluded.

Q3 2017
Shares 65,000 Value ($000) $65 Avg Close — Range —
Q2 2017
Shares 70,527 Value ($000) $70 Avg Close — Range —
Q1 2017
Shares 70,787 Value ($000) $70 Avg Close — Range —
Q4 2016
Shares 110,900 Value ($000) $111 Avg Close — Range —
Q3 2016
Shares 61,425 Value ($000) $61 Avg Close — Range —
Q2 2016
Shares 40,550 Value ($000) $41 Avg Close — Range —
Q1 2016
Shares 39,100 Value ($000) $39 Avg Close — Range —
Q4 2015
Shares 39,450 Value ($000) $39 Avg Close — Range —
Q3 2015
Shares 14,981 Value ($000) $15 Avg Close — Range —