PROSPECT CAPITAL CORPORATION

CUSIP: 74348TAK8 Class: MTNF 5.375%10/1

UBS ASSET MANAGEMENT AMERICAS INC's Holding History (CIK: 0000861177)

Note: Option positions (PUT/CALL) are excluded.

Q3 2016
Shares 500,000 Value ($000) $511 Avg Close — Range —
Q2 2016
Shares 500,000 Value ($000) $507 Avg Close — Range —
Q1 2016
Shares 575,000 Value ($000) $563 Avg Close — Range —
Q4 2015
Shares 650,000 Value ($000) $641 Avg Close — Range —
Q3 2015
Shares 650,000 Value ($000) $650 Avg Close — Range —
Q2 2015
Shares 650,000 Value ($000) $653 Avg Close — Range —
Q1 2015
Shares 650,000 Value ($000) $661 Avg Close — Range —
Q4 2014
Shares 1,150,000 Value ($000) $1,145 Avg Close — Range —
Q3 2014
Shares 1,150,000 Value ($000) $1,180 Avg Close — Range —
Q2 2014
Shares 2,150,000 Value ($000) $2,247 Avg Close — Range —
Q1 2014
Shares 2,150,000 Value ($000) $2,265 Avg Close — Range —
Q4 2013
Shares 3,700,000 Value ($000) $3,879 Avg Close — Range —
Q3 2013
Shares 4,700,000 Value ($000) $4,856 Avg Close — Range —
Q2 2013
Shares 5,600,000 Value ($000) $5,772 Avg Close — Range —